An Intensive 5-day Training Course
Governance, Risk and Compliance (GRC) in Finance
Strengthening Financial Integrity Through Governance, Risk, and Compliance Excellence
CLASSROOM DATES
INTRODUCTION
Financial institutions operate in an environment characterised by heightened regulatory scrutiny, rapid market change, and increasing exposure to financial, operational, and reputational risks. Governance, risk, and compliance are no longer support functions; they are central to financial stability, ethical conduct, and sustainable performance.
The Governance, Risk and Compliance (GRC) in Finance Course provides financial professionals with a structured understanding of how integrated GRC frameworks protect institutions while enabling informed and resilient decision-making. This GRC in Finance Training Course explains how governance structures, risk management practices, and compliance obligations interact within modern financial organisations.
Participants explore the practical application of global regulatory frameworks, including Basel III, IFRS, anti-money laundering requirements, and data protection regulations. The course highlights how these regulations influence risk appetite, internal controls, reporting obligations, and corporate governance responsibilities.
Emphasis is placed on aligning GRC frameworks with business strategy and operational priorities. Participants gain insight into how effective risk assessment, internal controls, and ethical governance strengthen financial resilience, reduce exposure to misconduct, and support long-term institutional confidence.
Key focus areas include:
- Core GRC principles within financial institutions
- Financial risk identification and assessment
- Regulatory compliance and internal control frameworks
- Corporate governance and ethical accountability
- Technology-enabled GRC monitoring and reporting
KEY SKILLS YOU WILL GAIN
After completing this training course, participants will be able to demonstrate the following skills and competencies:
- Financial GRC Frameworks – Design and apply integrated governance, risk, and compliance structures within financial institutions.
- Risk Assessment – Identify, analyse, and manage credit, market, operational, and compliance risks.
- Regulatory Compliance – Ensure alignment with Basel III, IFRS, AML, and data protection requirements.
- Governance Oversight – Strengthen transparency, accountability, and ethical decision-making.
- GRC Technology Utilisation – Apply digital tools to monitor risk, controls, and compliance performance.
TRAINING OBJECTIVES
By the end of this GRC in Finance Training Course, participants will be able to:
- Implement comprehensive GRC frameworks tailored to financial institutions
- Assess and manage key financial risks, including credit, market, operational, and compliance risks
- Ensure compliance with evolving global regulations and legal standards
- Strengthen internal controls to reduce fraud, misconduct, and financial mismanagement
- Apply GRC software tools to support automated monitoring and reporting
WHO SHOULD ATTEND?
This Governance, Risk and Compliance (GRC) in Finance Course is suitable for:
- Risk managers and financial professionals responsible for risk assessment
- Compliance officers overseeing regulatory adherence
- Internal auditors evaluating controls and compliance processes
- Finance managers with oversight of risk and compliance functions
- Corporate governance professionals supporting ethical financial operations
This training course is ideal for professionals involved in safeguarding financial integrity and regulatory alignment.
TRAINING METHODOLOGY
The GRC in Finance Training Course is delivered through a highly interactive and applied learning approach. Facilitator-led sessions introduce key concepts using real-world financial sector examples and regulatory scenarios.
Participants engage in case studies that examine successful GRC implementations and common regulatory challenges. Practical exercises focus on applying risk assessment techniques, evaluating controls, and interpreting compliance requirements.
Interactive knowledge assessments reinforce understanding and ensure participants can translate learning into effective action within their financial institutions.
TRAINING SUMMARY
The Governance, Risk and Compliance (GRC) in Finance Course equips participants with the knowledge and tools required to manage governance, risk, and compliance in a highly regulated financial environment. The course strengthens understanding of how integrated GRC frameworks support institutional resilience, ethical conduct, and regulatory confidence.
Participants gain practical insight into managing financial risks, strengthening internal controls, and aligning governance practices with strategic objectives. Emphasis is placed on proactive compliance, transparent reporting, and informed decision-making.
By the end of the course, participants are better prepared to enhance risk management capability, ensure regulatory adherence, and support sustainable performance within financial institutions.
TRAINING OUTLINE
Day 1: Foundations of GRC in Finance
- Introduction to Governance, Risk, and Compliance (GRC) – Core Concepts and Principles.
- The Role of GRC in Financial Institutions – Enhancing Resilience and Accountability.
- Global Regulatory Landscape – Overview of Key Regulations (Basel III, IFRS, AML, GDPR).
- Building a GRC Framework – Key Components and Implementation Strategies.
- Integrating GRC with Business Strategy – Aligning Compliance with Organizational Goals.
Day 2: Risk Management in Financial Institutions
- Identifying Financial Risks – Credit, Market, Operational, and Compliance Risks.
- Risk Assessment Techniques – Quantitative and Qualitative Methods.
- Risk Mitigation Strategies – Reducing Exposure Through Controls and Processes.
- Monitoring and Reporting Risks – Key Risk Indicators (KRIs) and Risk Dashboards.
- Regulatory Requirements for Risk Management – Basel III, Solvency II, and Beyond.
Day 3: Ensuring Regulatory Compliance
- Understanding Regulatory Obligations – Global and Regional Compliance Requirements.
- Anti-Money Laundering (AML) and Counter-Terrorism Financing (CTF) – Key Principles and Processes.
- Data Privacy and Protection – GDPR, CCPA, and Other Data Regulations.
- Compliance Monitoring and Reporting – Tools and Techniques for Real-Time Compliance.
- Building a Culture of Compliance – Training and Awareness for Employees.
Day 4: Corporate Governance and Internal Controls
- Principles of Corporate Governance – Transparency, Accountability, and Ethical Behavior.
- Role of the Board of Directors – Oversight and Governance Responsibilities.
- Implementing Internal Controls – Preventing Fraud and Financial Misconduct.
- Audit and Assurance Functions – Ensuring Compliance Through Internal Audits.
- Improving Governance with Technology – Using GRC Tools for Oversight and Reporting.
Day 5: Advanced GRC Strategies and Future Trends
- Integrating GRC Across the Organization – Cross-Functional Collaboration and Alignment.
- Leveraging GRC Technology – Automation, Analytics, and AI in Risk Management.
- Managing Emerging Risks – Cybersecurity, ESG Compliance, and Geopolitical Risks.
- Global Regulatory Trends – Adapting to Evolving Compliance Requirements.
- Building a Resilient GRC Framework – Continuous Improvement and Future - Proofing.
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ACCREDITATION
EuroMaTech is registered with the National Association of State Boards of Accountancy (NASBA) as a sponsor of continuing professional education on the National Registry of CPE Sponsors. State boards of accountancy have final authority on the acceptance of individual courses for CPE credit. Complaints regarding registered sponsors may be submitted to the National Registry of CPE Sponsors through its website: www.NASBARegistry.org.
Euromatech is a Knowledge & Human Development Authority (KHDA) approved training institute in Dubai, licensed and approved to deliver training courses in the UAE.
The KHDA is the regulatory authority in the UAE, that oversees administering, approving, supervising, and controlling the activities of various education providers in the UAE. We are proud of our commitment to ensuring quality training courses and status as a KHDA-approved training provider.
FAQ
EuroMaTech provides a range of ISO certification and compliance training courses, including:
- ISO 9001 – Quality Management Systems Training
- ISO 45001 – Occupational Health & Safety Management Training
- ISO 14001 – Environmental Management Systems Training
These courses help organizations adopt internationally recognized standards and improve their overall performance.
To register for a training course, you can:
- Visit the EuroMaTech website, browse the available courses, and follow the online registration process.
- Contact EuroMaTech’s support team for assistance with course selection or inquiries about corporate training solutions.
EuroMaTech stands out as a leader in training and professional development due to:
- 30+ years of experience delivering high-impact training courses across industries.
- Accreditations from leading institutions, ensuring top-tier course quality and recognition.
- A portfolio of thousands of training courses, serving professionals at every level.
- A focus on innovation and future-ready learning models, including blended and digital training.
- Long-term partnerships with organizations globally, ensuring sustained success through talent development.
EuroMaTech has successfully delivered thousands of training courses, with thousands of professionals from over 50 countries attending annually.
We are happy to share the profiles of our expert instructors. To learn more about their qualifications and experience, please contact us [email protected]
We provide two flexible training formats to suit your preferences:
- Classroom Training: Experience in-person learning with expert instructors. Engage in interactive discussions, hands-on activities, and benefit from face-to-face networking.
- Online Training: Join live online sessions from anywhere, offering flexibility for those with busy schedules or who prefer remote learning.
- In-House Training: We can bring our training directly to your organization, allowing for tailored sessions that address your specific needs and objectives.
Yes, we provide tailored training solutions designed to meet the specific needs of your organization. Customized courses can be delivered either in-person or online, and you can select the dates and duration that best fit your schedule. For more details, please contact us at [email protected]
Yes, we can assist you with the following:
- Corporate Discount: If available, we can extend our corporate discount for your stay at selected hotels.
- Hotel Suggestions: We can provide recommendations for nearby hotels based on your preferences and budget.
Feel free to explore online booking platforms for the most cost-effective options.
